UNAVAILABLE
Denver, CO
An opportunity in Denver for a Compliance Officer focused on ensuring compliance for StoneX broker dealers and RIAs. The role involves conducting branch examinations, reviewing operations against regulations, and preparing detailed reports. Candidates should have at least 5 years of experience in compliance within the financial services industry, possess Series 7 and 24 licenses, and strong analytical skills. The position supports remote work with up to 75% travel and offers a salary range of $95,000 - $115,000 along with a comprehensive benefits package.
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